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Goldman Sachs Settles SEC Case Alleging Misuse of Nonpublic Information

Industries / Law : The Blog of LegalTimes (3 years ago)

Goldman Sachs & Co. agreed today to pay $22 million to settle charges that the firm lacked safeguards to prevent analysts from sharing confidential information with traders during weekly meetings. During meetings known as "huddles,"...

Goldman in talks to settle SEC charges for $1-$5 billion.

Business & Finance : Business Insider: Clusterstock (5 years ago)

Goldman in talks to settle SEC charges for $1-$5 billion.Join the conversation about this story » Business - Allegedly Unethical Firms - One Complainant - Goldman Sachs - Articles ...

FINRA Imposes Stiff $2 Per Trade Penalty For Goldman Dark Pool Funny Stuff

Business & Finance / Investing : Dealbreaker (9 months ago)

That’ll teach’em. Goldman Sachs Execution & Clearing L.P. agreed to pay an $800,000 fine and settle the case with the Financial Industry Regulatory Authority, or FINRA, without admitting or denying the charges. FINRA said that Goldm...

Goldman Sachs paying $22M to settle SEC charges

United States / New York : Crain's New York Business (3 years ago)

Goldman Sachs Group Inc. has agreed to pay $22 million to settle regulatory charges that its analysts shared confidential research with favored clients. The regulators alleged that Goldman analysts had weekly "huddles" from 2006 to ...

Goldman Sachs Settles With SEC After Sharing Confidential Research (GS)

Business & Finance : Business Insider: Clusterstock (3 years ago)

WASHINGTON (AP) — Goldman Sachs has agreed to pay $22 million to settle regulatory charges that its analysts shared confidential research with favored clients. The regulators alleged that Goldman analysts had weekly "huddles" from 2...

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