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Microsoft finally revealed (sort of) how many Lumia phones it sold in Q2 2016

A filing with the U.S. Securities and Exchange Commission has finally offered a way to figure out how many Lumia smartphones Microsoft sold in its last fiscal quarter, from April to June 2016. ...

Microsoft is laying off another 2,850 people in the next 12 months (MSFT)

Microsoft is planning to lay off 2,850 more employees in the next 12 months or so, according to a filing it just made with the Securities and Exchange Commission. Here's Microsoft's full 10-K report. And here's the pertinent part from...Show More Summary

Report: Energy Companies Hugely Underestimate Risks to Investors

Carbon Tracker called out the energy industry for lagging in filings to the Securities and Exchange Commission. By submitting the same boilerplate risk disclosures, the group says, energy companies exacerbated the collapse of coal and left investors -- and coal miners -- blindsided.

Last Chance to Make Corporations Come Clean on Tax Havens

People who want multi;national corporations to be held accountable for their tax-dodging tactics only have a few more hours Thursday to tell the Security and Exchange Commission to support a tough rule that would go a long way toward making that happen. The SEC is soliciting comments until 11:59 p.m. Eastern time on a new […]

Manufacturers Ask SEC Not to Add to the Disclosure Burden

In April, the Securities and Exchange Commission (SEC) put out a concept release on modernizing certain disclosure requirements in Regulation S-K, basically the guiding document for the disclosures that public...

Federal Investigations Launched Into Fiat Chrysler’s Sales Practices

Fiat Chrysler Automobiles is in hot water with federal authorities over the way it reports its sales. Late yesterday, it was revealed that the U.S. Department of Justice and the Securities and Exchange Commission both launched investigations into the automaker, following months of accusations of inflated sales figures. Show More Summary

Feds Investigate Fiat Chrysler Over Car Sales

last weekNews : The Two-Way

The automaker confirmed the Securities and Exchange Commission is asking questions, along with the Justice Department, on the accuracy of reports the company files on its car sales.

Fiat Chrysler says cooperating in U.S. probe of vehicle sales

(Reuters) - Fiat Chrysler Automobiles NV said on Monday it is cooperating with U.S. officials investigating whether the company inflated vehicle sales figures in the United States. The Securities and Exchange Commission as well as the U.S. Show More Summary

Justice Department, SEC investigating Fiat Chrysler over allegations of false sales numbers

Prosecutors from the Justice Department and the Securities and Exchange Commission have launched an investigation into Fiat Chrysler over complaints that the company has fudged quarterly sales tallies, a company spokesperson confirmed. Illinois and Florida dealers filed a civil suit against the manufacturer in January over a scheme the dealers say encouraged them to falsify […]

Fiat Chrysler Under Investigation For Fraud: Reports

last weekVehicles / Cars : Jalopnik

Fiat Chrysler Automobiles is under investigation for fraud and securities violations by the Federal Bureau of Investigation and the Securities and Exchange Commission, multiple outlets report. Though the investigation is still in its early stages, investigators have already reportedly visited FCA staff at both their offices and their homes. Read more...

Billionaire Andreas Halvorsen’s Hedge Fund Backs Private Biotech Roivant Sciences

Viking Global, which manages about $30 billion, made its investment in Roivant in December, Securities & Exchange Commission filings show.

U.S. SEC changes in-house trials to update rules, add flexibility

WASHINGTON (Reuters) - The three members of the U.S. Securities and Exchange Commission on Wednesday unanimously approved changes to the agency's in-house trials, after receiving complaints that the proceedings put defendants who have allegedly violated rules in unfair positions. Show More Summary

ITT Tech: We'll Change Our Recruiting Strategy To Raise Revenues (?)

Troubled predatory for-profit college ITT Tech said in a filing with the Securities and Exchange Commission last night that in order to raise enough money to cover a new letter of credit requirement imposed by the U.S. Department ofShow More Summary

Citigroup to pay $7 million over inaccurate reporting of trading data to SEC

By Sarah N. Lynch WASHINGTON (Reuters) - Citigroup agreed on Tuesday to pay $7 million and admit to wrongdoing, after the U.S. Securities and Exchange Commission accused its brokerage arm of providing incomplete trading data to regulators for 15 years. Show More Summary

Shark Tank's Kevin O'Leary has 17 new ways for you to invest in the stock market

The ETF boom just keeps rolling. Shark Tank investor and personality Kevin O'Leary is launching 17 new ETFs through his firm O'Shares Investments, according to a filing with the Securities and Exchange Commission. 10 of the 17 ETFs will...Show More Summary

SEC Investigating Tesla for Failing to Notify Investors of Fatal Crash

Was the fatal May crash of a Tesla Model S driving in Autopilot mode significant enough for the automaker to inform its shareholders? The Securities and Exchange Commission plans to find out. The federal agency recently opened an investigation...Show More Summary

Tesla Investigated Following Fatal Autopilot Crash

Authorities are reportedly investigating whether Tesla misled investors by failing to disclose a fatal crash of one of its cars days before the company sold $2 billion in stock. The Securities and Exchange Commission (SEC) is looking...Show More Summary

Tesla under investigation for possible breach of securities law, WSJ reports

Tesla is under investigation by the U.S. Securities and Exchange Commission, The Wall Street Journal reported, for a possible securities law breach. What’s at issue is whether the electric vehicle company should have notified shareholders...Show More Summary

Tesla is said to be under investigation by the SEC for failing to disclose fatal crash

The Securities and Exchange Commission is reportedly investigating Tesla Motor Co. for possibly breaking securities law by failing to disclose that one of its drivers had died while using the company’s Autopilot semi-autonomous software. After the May 7 death of driver Joshua Brown, who was behind...

Johnson Controls settles SEC bribery probe for $14.4 million

(Reuters) - Johnson Controls Inc has agreed to pay $14.4 million to settle U.S. Securities and Exchange Commission charges that a Chinese unit used sham vendors to make illegal payments to employees of Chinese state-owned shipyards and others, the regulator said on Monday. Show More Summary

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