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Precidian Takes Another Pass at Non-Transparent ETFs

Precidian Investments earlier this week modified a proposal for non-transparent exchange-traded funds after retreating from an initial version that met scrutiny from regulators. In October, the Securities and Exchange Commission told...Show More Summary

Investment Firm F-Squared to Pay $35 Million in Penalties Over Inaccurate Data

The Securities and Exchange Commission says the returns used in the firm’s marketing effort of a new strategy were hypothetical and inflated, in some cases by 350 percent.

Owens-Illinois Inc (OI): Atlantic Investment Raises Stake; Alexander Roepers Expresses Disappointment with CEO

 Alexander J. Roepers‘ Atlantic Investment Management has strengthened its exposure to its largest equity position in Owens-Illinois Inc (NYSE:OI). In a new filing with the Securities and Exchange Commission, Atlantic disclosed holding 12.09 million shares of the company, up from 11.11 million shares held earlier, according to the fund’s 13F filing. Show More Summary

Adobe Systems Incorporated (ADBE): ValueAct Sells Some More Shares as Stock Surges on the Back of Strong Financial Results

A new filing with the Securities and Exchange Commission showed that Jeff Ubben‘s ValueAct Capital has reduced its stake in Adobe Systems Incorporated (NASDAQ:ADBE). The fund reported the disposal of 2.08 million shares of the company in two transactions on December 15 and 17 respectively, at an average price of $74.42 per unit. Following the sale, […]

Hertz Global Holdings, Inc. (HTZ) Navistar International Corp (NAV): Carl Icahn, Mark Rachesky Are Bullish & Buy More Shares

In several new filings with the Securities and Exchange Commission, Carl Icahn reported raising his positions in two companies: Hertz Global Holdings, Inc. (NYSE:HTZ) and Navistar International Corp (NYSE:NAV). In Hertz, the activist...Show More Summary

These 26 crowdfunders win--if the SEC ever does its JOBS Act job

E arlier this week a letter signed by Steve Case, Dave McClure, Ron Conway and 200 other entrepreneurs was sent to the U.S. Securities and Exchange Commission to demand that the regulatory body implement the final components of the crowdfunding...Show More Summary

KBR, Inc. (KBR): Balyasny Boosts Stake as Company Announces Strategic Review Results

Dmitry Balyasny‘s Balyasny Asset Management has boosted its stake in KBR, Inc. (NYSE:KBR), a new filing with the Securities and Exchange Commission showed. The fund reported ownership of 8.07 million shares of the company, the passive stake amassing 5.57% of the outstanding common stock. Previously, in its latest 13F filing, Balyasny disclosed holding 1.10 million shares […]

Caesars Entertainment Corp (CZR): Omega Advisors Raises Stake as Company Defaults on Debt

As a new filing with the Securities and Exchange Commission showed, Leon Cooperman is bullish on Caesars Entertainment Corp (NASDAQ:CZR). The filling revealed that Mr. Cooperman upped his stake to 7.82 million shares, from 6.99 million shares held earlier. Following the increase of the passive stake, Mr. Cooperman directly and through his fund, Omega Advisors, owns 5.41% […]

Bellatrix Exploration Ltd (BXE): Orange Capital Further Raises Stake and Appoints Two Directors

In a new filing with the Securities and Exchange Commission, Daniel Lewis‘ Orange Capital reported raising their stake in Bellatrix Exploration Ltd (NYSE:BXE). Orange currently owns some 27.45 million shares of the company, up from 25.76 million shares held earlier. Following the increase, Orange holds an activist stake that amasses 14.3% of Bellatrix’s common stock, […]

Alpharetta lens-maker QSpex raising $40M

Alpharetta lens technology firm QSpex Technologies Inc. is raising $40 million, according to a Securities and Exchange Commission filing. QSpex has developed a process involving a liquid plastic that, when exposed to certain wavelengths of light, is converted into a hard plastic lens. Show More Summary

Advanced Drainage Systems Inc (WMS): 12 West Capital More than Doubles Its Stake

As a new filing with the Securities and Exchange Commission shows, Joel Ramin’s 12 West Capital Management has boosted its stake in Advanced Drainage Systems Inc (NYSE:WMS). The fund owns around 3.25 million shares of the company, up from 1.51 million shares disclosed in its latest 13F filing. Following the hike, Mr. Ramin’s fund holds some 6.1% […]

Triumph Group Inc (TGI): Atlantic Investment Inches Down Stake and Reports Holding 7.4% of Company

Alexander Roepers‘ Atlantic Investment Management has slightly reduced its activist stake in Triumph Group Inc (NYSE:TGI), a new filing with the Securities and Exchange Commission showed. The fund disclosed ownership of around 3.74 million shares, versus 3.79 million shares held earlier. Show More Summary

PetSmart, Inc. (PETM): JANA Partners Withdraws Director Candidates as Company Agrees to Be Acquired

In a newly amended filing with the Securities and Exchange Commission, Barry Rosenstein‘s JANA Partners has announced that it is withdrawing the previously announced decision to nominate five candidates to be elected to the board of directors of PetSmart, Inc. (NASDAQ:PETM). The move came as PetSmart agreed to be acquired by a group led by BC […]

S.E.C. Seeks to Dismiss Insider Trading Lawsuit Involving Herbalife Shares

The Securities and Exchange Commission says it would not be able to proceed with the lawsuit because the two main witnesses it intended to call to testify are now in Poland and have no plans to return to the United States.

Oasis Petroleum Inc. (OAS): Dmitry Balyasny Bets on Another Energy Stock and Discloses New Position

Balyasny Asset Management, a multistrategy hedge fund launched and managed by Dmitry Balyasny has initiated a stake in Oasis Petroleum Inc. (NYSE:OAS). As a filing with the Securities and Exchange Commission showed, Balyasny Asset Management owns 5.31 million shares of the company, which represent 5.24% of the company’s common stock. Balyasny Asset Management was launched in […]

SEC Drops Herbalife Insider Trading Charges Against Roomies Due To Scheduling Conflict

The conflict being that the buddies have fled to Poland and don’t plan to return any time soon. The Securities and Exchange Commission on Monday filed to dismiss insider-trading charges against a man accused of profiting from privileged information tied to Herbalife Ltd. Show More Summary

Jones Energy Inc (JONE): Steven Cohen’s Point72 Joins List of Funds Bullish on Energy Stocks

Steven Cohen is betting on the energy sector and this time his fund, Point72 Asset Management, has added Jones Energy Inc (NYSE:JONE) to its equity portfolio. As a new filing with the Securities and Exchange Commission Point72 disclosed ownership of around 642,200 Class A shares of the company. The stake is passive by nature and […]

Marijuana growers sprout on Wall Street as pot goes public

Derek Peterson may soon become the first CEO of a public company that cultivates, distributes and sells marijuana. Terra Tech Corp., based in Irvine, California, won approval last week from the Securities and Exchange Commission to raise...Show More Summary

Titan International Inc (TWI): MHR Fund Management Continues to Buy Shares as Stock Declines Further

As two new filings with the Securities and Exchange Commission showed that Mark Rachesky‘s MHR Fund Management has recently boosted its stake in Titan International Inc (NYSE:TWI). The investor has bought 505,000 shares of the company, raising its stake to slightly above 8.0 million shares. MHR holds an activist stake that, following the increase, amasses 14.9% of […]

Family Dollar Stores, Inc. (FDO): Paul Singer’s Elliott Management Raises Activist Stake; Proposes Slate of Directors Candidates

In a new filing with the Securities and Exchange Commission, Paul Singer‘s Elliott Management disclosed a 6.8% activist stake in Family Dollar Stores, Inc. (NYSE:FDO). As the filing shows, Elliott Management together with its affiliates own around 7.72 million shares of Family Dollar Stores, versus some 3.30 million shares disclosed in the latest 13F filing. Mr. […]

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