Trend Results : "Exchange Commission"

Related Searches

Blog Post Results (1-20 of 5102)


Hedge fund manager who said 'sorry' for losing 99.7% of his clients' money is now being investigated by the SEC and DOJ

The Department of Justice and the Securities and Exchange Commission are investigating how the 28-year-old manager of Canarsie Capital lost nearly all of the $60 million hedge fund's capital in just three weeks of trading, accordingShow More Summary

Why Scaling a Company Just Got Easier

The Securities and Exchange Commission issued new JOBS Act rules. Here's how they might affect you.

SEC Rule Change Gives Startups An A+ For Capital Formation

Earlier this week, the Securities and Exchange Commission (SEC) announced a new set of rules implementing Title IV of the JOBS Act. The release of these final rules further advances one of the core principles and goals of the 2012 law: to create an environment where emerging enterprises can raise public capital efficiently. Read More

SEC Investigates Dov Charney’s Firing As American Apparel Struggles To Rebound

The Securities and Exchange Commission has launched a formal investigation into the conduct of American Apparel's controversial founder Dov Charney, who was ousted as chairman and CEO last year.

Yahoo! Rising: Sets New $2B Buyback Plan

Shares of Yahoo! (YHOO) are up 56 cents, or 1.3%, at $45.03, in late trading, after the company this afternoon said in a filing with the Securities & Exchange Commission that its board of directors approved a new $2 billion share repurchase plan. The new plan comes on top of $726 million in repurchase authority already granted [...]

SEC proposes rule aimed at monitoring high freq. trading more closely

``The Securities and Exchange Commission proposed a rule amendment on Wednesday that would require broker-dealers that trade in off-exchange markets to become members of a national securities association in a proposal that intends to provide greater regulatory oversight over firms that engage in so-called high frequency trading.''

American Apparel Says Former Founder, CEO Dov Charney Under Investigation By SEC

Any hope founder of American Apparel Dov Charney had of returning to the company may have gone out the window this week, after it was revealed that the Securities and Exchange Commission opened an inquiry into the circumstances leading to his departure. The New York Times reports that American Apparel learned last month that the SEC had begun an investigation … [More]

With New Valeant Pharmaceuticals Intl Inc (VRX) Stake, Bill Ackman Maintains Large Exposure to Healthcare Sector

In a new filing with the US Securities and Exchange Commission, activist investor Bill Ackman‘s Pershing Square disclosed a significant long position in Valeant Pharmaceuticals Intl Inc (NYSE:VRX). According to the 13D filing, Pershing owns 19.47 million shares of the pharmaceutical company, which represent 5.7% of its outstanding common stock. Show More Summary

American Apparel under scrutiny by U.S. regulator for possible violations

(Reuters) - American Apparel Inc said in a filing on Wednesday that the U.S. Securities and Exchange Commission has ordered an investigation into a potential legal violation related to Dov Charney, the company's former chief executive officer. Show More Summary

Ignyta Inc (RXDX), Horizon Pharma PLC (HZNP), Flamel Technologies S.A. (ADR) (FLML): Kevin Kotler Enjoys Strong Gains from Biotech Picks

Kevin Kotler‘s Broadfin Capital has disclosed raising its passive stake in the micro-cap oncology biotechnology company Ignyta Inc (NASDAQ:RXDX). As a new filing with the Securities and Exchange Commission showed, Broadfin currently owns 1.52 million shares of the company, which represent 6.4% of the outstanding common stock. In its latest 13F filing, Broadfin stated that […]

SEC allows regular Americans to become venture capitalists, no Silicon Valley cred required

Get the PayPal account ready. Startups can now raise up to $50 million by selling stock online to anyone, opening the door for Internet-based equity crowdfunding platforms to begin operation The Securities and Exchange Commission voted...Show More Summary

Chesapeake Energy Corporation (CHK), Talisman Energy Inc. (USA) (TLM): Carl Icahn’s Latest Move in Energy and Other Top Oil Bets

Carl Icahn’s Icahn Capital LP has disclosed a new move with the Securities and Exchange Commission involving Chesapeake Energy Corporation (NYSE:CHK), in which the famed investor has increased his activist position to 73.05 million shares, which amounts to 10.98% of the company’s common stock. That’s an increase of 6.60 million shares to his position held […]

Carl Icahn Adds To His Energy Bets After Suffering Losses

Icahn’s investment vehicles bought 6.6 million shares of Chesapeake earlier this month for $14.15 each, a Securities & Exchange Commission filing revealed on Monday. The move increases Icahn’s stake in the energy producer to 11% from just under 10%.

Can Anyone Be An Accredited Investor? The Government Can’t Tell

One of the questions I asked in my post, What Is An Accredited Investor?, is whether the current definition of accredited investor is fair or not. 61% of you voted that the Securities And Exchange Commission (SEC) should not dictate who can and cannot invest in private offerings. Only 31% of you said the definition Read More...

Ahmet Okumus’ Latest Move In Lifelock Inc (LOCK) & Other New Picks

Ahmet Okumus‘ Okumus Fund Management significantly increased its stake in Lifelock Inc (NYSE:LOCK), according to a Schedule 13G filing with the Securities and Exchange Commission. The fund now owns about 5.19 million shares, up from 316,900 shares that it held at the end of the fourth quarter. This stake has given Okumus ownership of 5.5% of Lifelock’s outstanding […]

DURECT Corporation (DRRX): First Eagle Raises Its Stake; See Investor’s Other Healthcare Picks

As a new filing with the Securities and Exchange Commission showed, Jean-Marie Eveillard‘s First Eagle Investment Management has increased its stake in DURECT Corporation (NASDAQ:DRRX) to 13.13 million shares. The passive stake that accounts for 11.54% of the company’s common stock was increased from 10.71 million shares the fund held at the end of 2014. DURECT […]

FINANCIAL ADVISOR INSIGHTS: The SEC rejected an ex-broker's attempt to become an RIA from jail

FA Insights is a daily newsletter from Business Insider that delivers the top news and commentary for financial advisors. SEC denies man's attempt to register as a RIA from jail (Investor News) The Securities and Exchange Commission has rejected convicted felon David Scott Cacchione's attempt to become a registered investment adviser while in jail. Show More Summary

Exa Corp (EXA) & Billionaire George Soros’ Other Three Tech Picks

Billionaire George Soros‘ Soros Fund Management recently disclosed a new buy in $145.2 million cap company, Exa Corp (NASDAQ:EXA). The filling with the Securities and Exchange Commission showed that Mr. Soros acquired 1.27 million shares of the company, which represent 9.15% of the company’s outstanding stock. Show More Summary

Jamba, Inc. (JMBA), Medifast Inc (MED), TriMas Corp (TRS): Activist Glenn Welling’s Favorite Picks

In a new filing with the Securities and Exchange Commission, Glenn W. Welling‘s Engaged Capital disclosed raising its stake in Jamba, Inc. (NASDAQ:JMBA) and entering into a stock puchase plan with Mutual Securities, Inc. (MSI). According to the filing, Engaged owns over 1.58 million shares of the company, up from 1.43 million shares held earlier. Following […]

Tempur Sealy International Inc (TPX): H Partners’ Activist Campaign Takes New Turn; Rehan Jaffer’s Other successful Stories

Rehan Jaffer‘s H Partners Management has disclosed in a new filing with the Securities and Exchange Commission that it has sent a letter to Tempur Sealy International Inc (NYSE:TPX), in which it demanded production of certain books and records of the company. The fund owns 6.075 million shares of the company, which represent 9.97% of the […]

Copyright © 2015 Regator, LLC