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Why You Should Avoid a Secondary Share Sale

5 hours agoTechnology : The Goods

As the Securities and Exchange Commission scrutinizes secondary market sales of private stock, your company could get stung.

White Collar Watch: Threat of Pay ‘Clawbacks’ May Be as Powerful as Recoveries

The proposed Securities and Exchange Commission rules could have the unintended result of increasing executive compensation.

iRobot Slips: Says CTO Pirjanian Resigns

Shares of automated vacuum cleaner maker iRobot (IRBT) are down 43 cents, or 1.4%, at $31.25, in late trading, after the company disclosed in a filing with the Securities & Exchange Commission, after market close, that its chief technology officer, Paolo Pirjanian, has resigned, and leave the company in October this year, with no further explanation. [...]

Univision Files to Go Public

Perhaps Donald Trump would like to buy up Univision? He could soon get his chance. The network has filed papers with the Securities and Exchange Commission Thursday morning, proposing an initial public offering. Earlier this year, Reuters...Show More Summary

Univision is going public, and with it comes a first look at Fusion's losses

America's largest Spanish-language broadcaster wants to add Wall Street to its audience. Univision plans to launch a public offering later this year, according to paperwork filed with the Securities and Exchange Commission on Thursday. Show More Summary

Univision Is Going Public

Spanish-language broadcast company Univision Holdings Inc. filed today with the Securities and Exchange Commission for an IPO, MarketWatch reports. The filing, the initial step in taking the company public, is for an IPO of up to $100 million, a figure...

Univision Files For IPO

Univision, the biggest Spanish language broadcaster in the U.S., has filed for an IPO of Class A Common Stock with the Securities and Exchange Commission. The IPO has been valued at an initial $100 million, although this figure- used...Show More Summary

The Tide Is Turning Against Obama's Pro-Wall Street SEC Pick

5 days agoNews : Huffington Post

More than 110,000 people have signed a petition to remove Mary Jo White as chairwoman of the Securities and Exchange Commission because she is too close to Wall Street to regulate it effectively, progressive group Credo said in a release. The...Show More Summary

Four Steps To Implementing New SEC Cybersecurity Guidelines

By James Hampshire LONDON – In April the US Securities and Exchange Commission’s Division of Investment Management released cybersecurity guidance for registered investment firms and advisors.  It was hardly a surprise. The SEC has shown increasing interest in cybersecurity in recent years, urging publicly traded companies to discuss cyber risks and disclose [...]

IT'S OFFICIAL: Lynn Tilton isn't going to get the day in court she wants

Lynn Tilton wanted to keep the Securities and Exchange Commission from hearing her case.  But a US district judge isn't hearing any of that.  US District Judge Ronnie Abrams rejected on Tuesday Tilton's lawsuit from April that wouldShow More Summary

TWC's Marcus and Comcast's Roberts top the 8 highest paid CEOs in pay-TV

Who are the highest paid CEOs in the pay-TV industry? Now that the nation's top publicly traded pay-TV companies have all reported their CEO salaries to the Securities and Exchange Commission, FierceCable has compiled its annual lis...

SEC Would Like To Keep Its In-House Judges, Please

The home-field advantage has been good to the Securities and Exchange Commission.

Federal court: SEC cannot use employees as judges

The Securities and Exchange Commission practice of trying many complaints before administrative law judges (ALJs) who are its own employees, rather than before federal courts, has grown increasingly controversial lately and now one defendant’s challenge to the practice has prevailed — at least for the moment. Show More Summary

U.S. SEC and JPMorgan in talks to settle probe regarding product steering: WSJ

(Reuters) - JPMorgan Chase & Co is in talks with the U.S. Securities and Exchange Commission to settle a probe by the agency on whether the bank inappropriately advised its private-banking clients toward its own investment products, the Wall Street Journal reported, citing people familiar with the matter. Show More Summary

US Freezes Assets of Chinese Stockbroker for Insider Trading

The United States is freezing the assets of a Chinse stock broker who made more than $1 million for allegedly taking part in an insider trading scheme, the US Securities and Exchange Commission (SEC) said in a statement.

SEC Investigates Hackers Suspected Of Stealing Corporate Emails

A group of hackers allegedly attacked biotech companies for insider trading tips. For the very first time, the government is investigating cybercriminals suspected of insider trading. The Securities and Exchange Commission (SEC) is investigating...Show More Summary

Apple renews Liquidmetal exclusivity license into 2016

Apple renewed its license for exclusive use of Liquidmetal's bulk amorphous alloy technology in consumer products for another year, according to a U.S. Securities and Exchange Commission filing disclosed on Tuesday.

The 10 highest paid CEOs in wireline in 2014

The nation's top telcos have all reported their CEO salaries to the Securities and Exchange Commission, and FierceTelecom has collected all the data in one place. Here are the salary and compensation rates of the top 10 highest paid CEOs in the wireline industry.

SEC Goes After Municipal Bond Underwriters, Fines 36 Firms

The Securities and Exchange Commission has charged 36 firms with securities violations connected to the issuance of municipal bonds. Those banks, underwriters of the bonds, will pay between $40,000 to $500,000 for making materially false statements or omissions about the issuer's compliance with disclosure rules. The enforcement action is......

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