A filing with the U.S. Securities and Exchange Commission has finally offered a way to figure out how many Lumia smartphones Microsoft sold in its last fiscal quarter, from April to June 2016. ...
Microsoft is planning to lay off 2,850 more employees in the next 12 months or so, according to a filing it just made with the Securities and Exchange Commission. Here's Microsoft's full 10-K report. And here's the pertinent part from...Show More Summary
Carbon Tracker called out the energy industry for lagging in filings to the Securities and Exchange Commission. By submitting the same boilerplate risk disclosures, the group says, energy companies exacerbated the collapse of coal and left investors -- and coal miners -- blindsided.
People who want multi;national corporations to be held accountable for their tax-dodging tactics only have a few more hours Thursday to tell the Security and Exchange Commission to support a tough rule that would go a long way toward making that happen. The SEC is soliciting comments until 11:59 p.m. Eastern time on a new […]
In April, the Securities and Exchange Commission (SEC) put out a concept release on modernizing certain disclosure requirements in Regulation S-K, basically the guiding document for the disclosures that public...
Fiat Chrysler Automobiles is in hot water with federal authorities over the way it reports its sales. Late yesterday, it was revealed that the U.S. Department of Justice and the Securities and Exchange Commission both launched investigations into the automaker, following months of accusations of inflated sales figures. Show More Summary
The automaker confirmed the Securities and Exchange Commission is asking questions, along with the Justice Department, on the accuracy of reports the company files on its car sales.
(Reuters) - Fiat Chrysler Automobiles NV said on Monday it is cooperating with U.S. officials investigating whether the company inflated vehicle sales figures in the United States. The Securities and Exchange Commission as well as the U.S. Show More Summary
Prosecutors from the Justice Department and the Securities and Exchange Commission have launched an investigation into Fiat Chrysler over complaints that the company has fudged quarterly sales tallies, a company spokesperson confirmed. Illinois and Florida dealers filed a civil suit against the manufacturer in January over a scheme the dealers say encouraged them to falsify […]
Fiat Chrysler Automobiles is under investigation for fraud and securities violations by the Federal Bureau of Investigation and the Securities and Exchange Commission, multiple outlets report. Though the investigation is still in its early stages, investigators have already reportedly visited FCA staff at both their offices and their homes. Read more...
Viking Global, which manages about $30 billion, made its investment in Roivant in December, Securities & Exchange Commission filings show.
WASHINGTON (Reuters) - The three members of the U.S. Securities and Exchange Commission on Wednesday unanimously approved changes to the agency's in-house trials, after receiving complaints that the proceedings put defendants who have allegedly violated rules in unfair positions. Show More Summary
Troubled predatory for-profit college ITT Tech said in a filing with the Securities and Exchange Commission last night that in order to raise enough money to cover a new letter of credit requirement imposed by the U.S. Department ofShow More Summary
By Sarah N. Lynch WASHINGTON (Reuters) - Citigroup agreed on Tuesday to pay $7 million and admit to wrongdoing, after the U.S. Securities and Exchange Commission accused its brokerage arm of providing incomplete trading data to regulators for 15 years. Show More Summary
The ETF boom just keeps rolling. Shark Tank investor and personality Kevin O'Leary is launching 17 new ETFs through his firm O'Shares Investments, according to a filing with the Securities and Exchange Commission. 10 of the 17 ETFs will...Show More Summary
Was the fatal May crash of a Tesla Model S driving in Autopilot mode significant enough for the automaker to inform its shareholders? The Securities and Exchange Commission plans to find out. The federal agency recently opened an investigation...Show More Summary
Authorities are reportedly investigating whether Tesla misled investors by failing to disclose a fatal crash of one of its cars days before the company sold $2 billion in stock. The Securities and Exchange Commission (SEC) is looking...Show More Summary
Tesla is under investigation by the U.S. Securities and Exchange Commission, The Wall Street Journal reported, for a possible securities law breach. What’s at issue is whether the electric vehicle company should have notified shareholders...Show More Summary
The Securities and Exchange Commission is reportedly investigating Tesla Motor Co. for possibly breaking securities law by failing to disclose that one of its drivers had died while using the company’s Autopilot semi-autonomous software. After the May 7 death of driver Joshua Brown, who was behind...
(Reuters) - Johnson Controls Inc has agreed to pay $14.4 million to settle U.S. Securities and Exchange Commission charges that a Chinese unit used sham vendors to make illegal payments to employees of Chinese state-owned shipyards and others, the regulator said on Monday. Show More Summary