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Oplink Communications, Inc (OPLK), Strattec Security Corp. (STRT): Why Is Mario Gabelli Bullish on These Stocks?

In a new filing with the Securities and Exchange Commission, Mario Gabelli‘s GAMCO Investors disclosed adding Oplink Communications, Inc (NASDAQ:OPLK) to its equity portfolio. GAMCO and its affiliates own a total of 1.41 million common shares of the company, which represent 8.24% of the company. In a second filing, the fund together with its affiliated reported […]

Adage Boosts Rexnord Corp (RXN) Stake Amid Earnings and Sales Growth and Analysts Optimism

Adage Capital Partners, a fund managed by Phil Gross and Robert Atchinson, has increased its stake in Rexnord Corp (NYSE:RXN), as a new filing with the Securities and Exchange Commission showed. Adage reported ownership of 5.37 million shares, versus 2.52 million shares held earlier. In this way, Adage owns a passive stake that amasses 5.28% of Rexnord’s […]

Hertz Global Holdings, Inc. (HTZ): Carl Icahn Raising Activist Stake Signals Long-Term Prospects for Stock

As a new filing with the Securities and Exchange Commission shows, activist investor Carl Icahn has further raised his exposure to Hertz Global Holdings, Inc. (NYSE:HTZ). The investor raised his stake to almost 49.29 million shares of the company, from 38.80 million shares held earlier. Following the increase, Mr. Icahn holds 10.77% of Hertz’s outstanding common […]

Saleen On The Verge Of Bankruptcy?

Vehicle tuner Saleen looks to be in some serious financial trouble, with a recent quarterly report filed by the company with the Securities and Exchange Commission revealing the dire situation. According to the report, Saleen had just $7,261 in cash as of September 30, 2014, and liabilities totaling more than $7 million—including unpaid...

Online Publication Believes Tesla Is Under SEC Investigation

Tesla may be under investigation by the Security Exchange Commission, if the tin-foil hat crowd can be believed, anyway. AutoblogGreen reports an online publication called Probes Reporter filed a Freedom of Information Act request with the SEC about Tesla, along with a number of corporations the publication is interested in learning more about. Show More Summary

Hedge Fund Manager Seeks Files Related To SEC Investigation Of Him

A Dallas hedge fund manager has sued the Securities & Exchange Commission in an attempt to get one-and-a-half boxes of files that securities regulators collected while investigating him and his hedge fund firm. Harlow Capital Management, a hedge fund that oversees $75 million and is run by Colby Harlow, filed the lawsuit recently against the […]

Ashford Hospitality Trust, Inc.(AHT), Ashford Inc. (AINC): HG Vora is Bullish on REITs

Parag Vora‘s HG Vora Capital Management is bullish on Ashford Hospitality Trust, Inc. (NYSE:AHT) and on Ashford Inc. (NYSEMKT:AINC). In two new filings with the Securities and Exchange Commission, HG Vora reported raising its position...Show More Summary

S.E.C. Settles Swiss Secrecy Case With HSBC

The Securities and Exchange Commission said HSBC’s private banking unit in Switzerland failed to register with the agency before providing advice to American clients. The unit faces inquiries from other authorities around the globe.

LSB Industries, Inc. (LXU): Starboard Raises Activist Stake as Company Agrees to Review Its Strategic Proposals

Jeff Smith‘s Starboard Value is bullish on LSB Industries, Inc. (NYSE:LXU) and has recently boosted its position, as it was revealed in a new filing with the Securities and Exchange Commission. Starboard reported ownership of 1.63 million shares of the company, versus 725,000 shares the fund disclosed in its latest 13F filing. Following the increase, Starboard […]

Petrobras gets US SEC subpoena

Brazil's state-run oil firm Petroleo Brasileiro SA said it had received a subpoena from the US Securities and Exchange Commission asking for documents relating to an investigation it is pursuing. ||| Rio de Janeiro - Brazil's state-run...Show More Summary

Columbia Property Trust Inc (CXP): 40 North Management Ups Exposure to Top Holding

David S. Winter and David J. Millstone‘s 40 North Management has raised its position in Columbia Property Trust Inc (NYSE:CXP), according to a new filing with the Securities and Exchange Commission. The fund reported ownership of 8.14 million shares, up from 4.01 million shares held earlier. The nature of the stake is activist and following the […]

Silver Bay Realty Trust Corp (SBY): Citadel Raises Stake in This Real Estate Investment Trust to 5%

Ken Griffin‘s Citadel Investment Group has disclosed in a new filing with the Securities and Exchange Commission that is has inched up its exposure to Silver Bay Realty Trust Corp (NYSE:SBY). Citadel revealed ownership of 1.88 million shares of the company, the position being increased from 1.71 million shares that the fund disclosed in its […]

News Corp (NWS): Mason Hawkings Cuts Stake to 0.1% Amid Voting Structure Problems; Will Others Follow Suit?

In a new filing with the Securities and Exchange Commission, Mason Hawkins‘ Southeastern Asset Management reported cutting almost its entire position in News Corp (NASDAQ:NWS)‘s class B stock. The fund disclosed ownership of 187,500 class B shares, which represent 0.1% of class, versus 25.36 million class B shares. In addition, Southeastern owns some 15.52 million […]

PetSmart, Inc. (PETM): Barry Rosenstein Nominates Five Board Candidates to Pursue His Plans

In a new filing with the Securities and Exchange Commission, Barry Rosenstein‘s JANA Partners presented five canditates to be elected to the board of directors of PetSmart, Inc. (NASDAQ:PETM). The nominees are Edwin M. Crawford, Julian C. Day, Thomas W. Dickson, Susan Feldman, and Lawrence V. Jackson. JANA owns around 9.69 million shares of Petsmart, the stake […]

Bank Of America Given Permission To Pay $16.7 Billion Fine

It’s a great day in Moynihan Land. The U.S. Securities and Exchange Commission has resolved an impasse over punishing Bank of America Corp. in a mortgage case, clearing the way for the lender to complete a $16.7 billion global settlement, people familiar with the matter said. Show More Summary

SEC halts trading in Ebola-related companies, two in Southern California

The Securities and Exchange Commission suspended trading this morning in the shares of four companies, including two in Southern California, that sell products related to the recent Ebola outbreak.

$30 million award to tipster underscores banner year for SEC whistleblower program

The U.S. Securities and Exchange Commission experienced a banner year with its whistleblower program in fiscal 2014, awarding more tipsters than all previous years combined and issuing a record-setting $30 million to one individual who reported fraud. Show More Summary

SEC to Investigate Rahm?

A financial scandal? In Chicago? Chicago lawmakers are planning to send a formal request to the Securities and Exchange Commission for an investigation into donations to Mayor Rahm Emanuel from executives at financial firms that manage city pension money. Show More Summary

Pandora CEO Makes First Major Stock Purchase Six Days After Low

Pandora (P) shares hit a new 52-week low of $17.55 on Nov. 6.  At least one person thought it was a good time to buy—Chairman and CEO Brian McAndrews. According to filings with the Securities and Exchange Commission, McAndrews directly purchased 25,000 shares of the firm on Nov. 12, at an average price of $18.58 [...]

SEC gives green light to Eaton Vance’s active ETMFs

Eaton Vance gains approval for actively managed non-transparent ETF from US Securities and Exchange commission

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